Phyllis Joy Bunzel, PhD®, IACCP®, CLU®, ChFC®

Chief Compliance Officer, Client Services

Dr. Bunzel is Chief Compliance Officer at Sierra Investment Management and its’ affiliates. She joined Sierra in 2005 and manages the Compliance and Client Services departments and also oversees risk management activities for the firm. Additionally, she collaborates with the management team in corporate strategic planning and leadership initiatives. Prior to joining Sierra, she managed her own financial planning practice.

Joy holds the Investment Adviser Certified Compliance Professional® (IACCP), Chartered Life Underwriter (CLU) and Chartered Financial Consultant (ChFC) designations. She earned her PhD in Education and Counseling from the University of Connecticut, her MS in Higher Education from Southern Illinois University and her BA degree in English from the University of Rochester.

Phyllis Joy Bunzel